Financial Advisor Insurance


(402) 957-2123

cartoon financial advisor

Types of Insurance

Types of Insurance - Condo Insurance

Add-Ons and Bundles

 Discounts - Condo Insurance


Glossary - Condo Insurance

Why Get Professional Insurance?

Financial advisor insurance protects you financially if a client were to file a lawsuit against you.

You will still incur a financial cost or loss in time. For example, you may be sued if a client does not think you have acted in their best interest. In addition, you may be sued if you violate regulations.


Whether or not what your client is suing you for actually happened does not matter. 

Moreover, you may still have to pay a large defense cost even if you win the case. Financial advisor insurance may be what will help you get through unforeseeable situations.





Types of Financial Advisors Recommended

  • Certified Financial Planner
  • Chartered Financial Analyst
  • Investment Advisor
  • Personal Finance Specialist
  • Registered Representative

Essential Questions to Consider
  1. What are the legal consequences if you make a mistake for your client?
  2. Does the policy you want cover everything you need?
  3. Does your state or specific sub-profession require professional insurance?


Liability Limit per Occurance

This is coverage for each claim/incident in a policy period.

Liability Limit in Aggregate

This is the total amount of coverage that your policy will payout within a given year.


Each claim will be subject to a deductible. This means you will spend money when a claim occurs before the insurance company will pay for the incident.

Sample Financial Advisor Quote

Assumptions were made for this quote that will be different than your use case.

attorney quote

Other Policies

Many insurance plans are commonly bundled together for simplicity and a cheaper rate.

Business owner’s policy (BOP)

A popular option for small businesses like clothing boutiques that combines Commercial General Liability insurance with Commercial Property insurance, usually at a cheaper price than if the two were purchased separately.
Lawyer with Scale

Frequently Asked Questions

Do we insure people with many claims?

Yes! We have select carriers for people who have many claims or a bad record.

What payment methods do we accept?

Payments through a mortgage, direct billing through mail, EFT (Bank Account), debit and credit cards.

How can I file a claim?

We strongly recommend calling us before the insurance carrier directly about a claim. You may not want to file a claim depending on your insurance plan. However, we will assist you in filling a claim the best way to make sure you take the least amount of damage possible to your insurance score. After talking with us, you can call the insurance carrier or let us call them for you.


If you can’t find your answer here, please don’t hesitate to ask a representative through our messaging system or email.